Statistics on the Prevalence and Causes of Blindness and Visual Impairment in the Population
JAMES M. TIELSCH
Table Of Contents
SOURCES AND LIMITATIONS OF DATA|
METHODOLOGIC CHALLENGES FOR BLINDNESS STATISTICS
Sir John Wilson eloquently described the primary motivating force behind all efforts involved in programs for the prevention of blindness and subsequent disablement. Although each individual case of blindness has its own story, the common features of these stories are what offers us the opportunity to interrupt the cycle of disease and inadequate care that lead to blindness. An epidemiologic or statistical approach identifies these common features, permits an assessment of the magnitude and severity of the problem, and identifies the primary disease entities responsible. Such information allows programmatic efforts to be effectively targeted at the most important problems and provides data against which such intervention programs can be evaluated. Until recently, however, adequate data have not been available on a population basis in the United States and even now, nationally representative data on causes of blindness do not exist. International comparisons are even more problematic, with large variations in the definition of blindness and in the diagnostic criteria used to determine causes of blindness.
|SOURCES AND LIMITATIONS OF DATA|
|Information on the magnitude and severity of the blindness problem in the
United States has come from numerous sources of varying quality and
completeness. In the past, the decennial census had been the principal
source of information for estimating the number of blind persons in
the nation. The use of the census for collecting such data was begun in 1830.1 However, these data were not based on objective examinations, but on responses
to a questionnaire. There was serious concern that this approach
to measurement of the problem was inadequate due to a lack of standardization
of the definition of blindness and to a reluctance on the
part of the population to report blind persons living in their homes. As
a result, the routine collection of blindness data during the census
was discontinued after 1930.2 The prevalence of blindness based on the 1930 census and defined as an
inability to read even with the aid of glasses was 5.17 per 10,000 population.1|
Registration of blind persons has been a popular approach to identifying and recording the number and characteristics of blind persons. Laws establishing blindness registers have been in place in selected states, including the first in Connecticut in 1893 to the most recent addition occurring in New Hampshire in 1970.3 As of 1986, blindness registers were in place in 27 of the 50 states in the United States.3 Reporting is mandatory in 12 states; however, only in Massachusetts does the law provide sanctions against those who fail to report.3
Properly used and maintained, blindness registers offer a cost-efficient method to collect detailed information on the magnitude and causes of blindness in defined populations. They also permit an analysis of trends over time in new registrations (incidence) and can assist in identifying a population to which services can be directed. However, the usefulness of such registries is directly related to their completeness and the consistency with which the data for each registrant are collected. Unfortunately, all blindness registries in this country and most in other countries as well, significantly underascertain blind persons.2,4 In addition, because of the social service benefits associated with being registered and the differential access to and utilization of eye care services, it is likely that the level of underascertainment varies among different subgroups of the population. Thus, comparisons of prevalence or incidence rates based on registry data are fraught with difficulties. Another problem with registry data relates to the standardization of diagnostic criteria used to define the cause of blindness. Not all registries require cause of blindness information or specify the source of such data. In addition to the variations in diagnostic criteria used by different ophthalmologists, there are no generally accepted rules for cause assignment when there are two or more potential causes either in the same or different eyes of the same person.
In spite of these problems and until recently, blindness registries have been the best source of national data on rates and causes of blindness in the United States. In the 1960s and 1970s the National Eye Institute and its predecessor, the National Institute of Neurological Diseases and Blindness developed the Model Reporting Area for Blindness Statistics project, a voluntary association of 16 states' registries that agreed to standardized definitions of blindness and uniformity of recording procedures.5,6 The last report of this project was published in 1973 and included data from 14 of the 16 participating state registries. Figures 1 AND 2 AND Table 1 summarize a number of the key findings from that report. Blindness registration prevalence and incidence were strongly associated with age. Rates were 37 to 227 times higher among those in the oldest age group as compared with the youngest (see Figs. 1 AND 2).Both prevalence and incidence of registration were consistently higher among nonwhites as compared to whites with an age-adjusted prevalence ratio of 2.65 and a relative risk of 2.37 (see Table 1). There was an indication that rates were slightly higher among women compared to men; however, it was not consistent across different age groups. Table 1 also demonstrates that, while overall age-adjusted rates were approximately twice as high among nonwhites compared to whites, the rate of glaucomatous blindness registration was eight times higher suggesting that nonwhites either have higher rates of glaucoma, progress to blindness more rapidly, or were even more likely to register as blind than those nonwhites who were blind from other causes.
* Data from 14 of the 16 participating states.
(Data from Kahn HA, Moorhead HB: Statistics on blindness in the Model Reporting Area. 1969-1970. DHEW Publication No. [NIH] 73–427. Bethesda, MD, National Eye Institute. 1973)
A variety of population-based data have been collected that permit more accurate estimates of the prevalence of blindness and visual impairment in the population of the United States. The most regularly conducted is the Health Interview Survey from the National Center for Health Statistics.7 Unfortunately, it is based solely on responses to a questionnaire, with severe visual disability defined as a reported inability to see well enough to read a newspaper even using glasses. Data from the 1977 version of the survey showed a prevalence of 0.8 per 1000 population among those less than 45 years of age, 6.6 per 1000 population for those 45 to 64 years, and 47 per 1000 population for those 65 years or older.8 Nonwhites had between 1.7 and 2.7 times higher rates than whites depending on age, with the larger difference among those less than 65 years of age. Lower socioeconomic status as measured by educational level of the head of the household or by family income was also associated with higher rates of severe visual disability. While these data are not based on objective examinations and therefore cannot tell us the level of visual acuity loss or its cause, they do describe in some minimal fashion the functional visual status of the population.
Another source of national data, the National Health and Nutrition Examination Survey (NHANES), was also conducted by the National Center for Health Statistics in the early 1970s.9,10 A nationally representative sample of persons 4 to 74 years of age were included in the first 35 sites for which there was an ophthalmologic component. Unfortunately, the number of blind persons defined as best-corrected visual acuity of 20/200 or worse was very small (21 out of 3081 persons 45 years or older), and the number of ophthalmologists involved in the examinations large, so that detailed data on cause of serious vision loss were not considered reliable. The observed prevalence for those 45 to 64 years of age was 0.1% and for those 65 to 74 years of age, 1.1%.9 Good nationally representative data on less severe vision loss are available from this survey; however, the data on blindness are less certain due to sample size problems.
Since the NHANES project in the early 1970s, no further nationally representative data based on objective assessment of visual function such as visual acuity have been collected by the National Center for Health Statistics. The current round of NHANES data collection does not include an ophthalmological component. As a result of the lack of adequate data on prevalence and causes of blindness as well as increasing interest regarding the epidemiology of selected ophthalmic diseases, a number of population-based studies in smaller, more selected populations have been conducted over the past 15 years. The most well known of these surveys is the Framingham Eye Study, which examined 2631 persons 52 to 85 years of age who were survivors of the original Framingham Heart Study cohort.11 Each subject received visual acuity testing and an ophthalmologic examination. The rate of bilateral blindness defined as visual acuity of 20/200 or worse in the better eye was 0.07% among those 52 to 64 years, 0.82% among those 65 to 74 years, and 2.03% among those 75 years or older. Females had twice the rate of blindness as males, but these figures are based on only 16 blind persons. The diseases associated with blindness in these 16 persons are shown in Table 2. While the specific disease that was primarily responsible for blindness was not determined, it is clear that cataract and age-related macular degeneration form the bulk of the associated ocular pathology. Rates of blindness from this study were the first to confirm that the rates reported from the Model Reporting Area were underestimates. Observed rates from the Framingham Eye Study were at least 2.5 times higher than those reported from the Model Reporting Area data.11 One serious weakness in the Framingham study was its lack of generalizability to populations that were not white and middle to upper class.
* Total bilaterally blind persons = 16
(Data from Leibowitz HM, Kreuger DE, Maunder LR et al: The Framingham Eye Study monograph. Surv Ophthalmol [suppl] 24:335, 1980)
The Mud Creek Study was conducted in order to examine the prevalence and causes of blindness and visual impairment in an ophthalmologically underserved population.12 A total of 1136 white persons 40 years of age or older residing in the Mud Creek area of Appalachian Kentucky were screened for visual acuity and examined by an ophthalmologist if their vision was less than 20/60 in either eye. The prevalence of bilateral blindness (20/200 or worse) was 1.1% and 0.44% using the World Health Organization (WHO) definition of blindness (less than 20/400 in the better eye). Cataract and age-related macular degeneration were responsible for the vast majority of blindness; however, two of the 12 bilaterally blind persons had corneal scarring compatible with the cicatricial sequelae of trachoma, both of whom reported having been to trachoma hospitals during their teenage years.
The Baltimore Eye Survey, conducted in the mid to late 1980s, focused on vision problems among a multiracial urban population in east Baltimore.13–15 This study examined 5308 black and white persons 40 years of age or older based on a stratified cluster sampling technique. Subjects received an enrollment interview in their homes and were then invited to a local center in their neighborhood for an ophthalmic screening examination. The screening examination consisted of refraction and measurement of visual acuity, visual fields, intraocular pressure, and stereo fundus photography of the optic disc and macula. In addition, subjects completed a detailed personal interview regarding their medical and ophthalmic histories, family history of glaucoma, use of medications, and other potential risk factors. Persons who tested positively based on a variety of criteria including best-corrected visual acuity of less than 20/30 in either eye were referred to the Wilmer Eye Institute at The Johns Hopkins Hospital for definitive diagnostic evaluation. Results of this study demonstrated that blindness was strongly associated with both age and race, with blacks having higher rates at every age (Fig. 3).13 The age-adjusted relative prevalence of blindness (black/white) was 2.3. However, after adjusting for other variables related to socioeconomic status, that ratio fell to 1.42 indicating a strong relationship between blindness and poor social and economic status.14 Causes of blind eyes among the 64 persons who were bilaterally blind highlighted the potential influence of access to and utilization of eye care services on rates of blindness. The leading cause of blind eyes was senile cataract followed by glaucoma and age-related macular degeneration.15 Cataract and glaucoma were especially important causes among blacks accounting for 30% and 26% of blind eyes, respectively. Among whites, age-related macular degeneration was the leading cause followed by senile cataract; however, neither of these conditions caused blindness among whites until after 80 years of age. In contrast, senile cataract and glaucoma were responsible for blindness among blacks beginning at age 50 or older. Of the 64 persons who were bilaterally blind, 27 (42%) could have had their vision partially or completely restored with appropriate surgical intervention, the most common being cataract surgery.15
The most recent population-based data on blindness and visual impairment come from the Beaver Dam Eye Study conducted in south-central Wisconsin.16 A total of 4926 white persons 43 through 86 years of age received refraction and visual acuity testing as well as a number of other tests and examinations. The prevalence of blindness arose with age for both males and females from a low of 0.1% among both men and women between 43 and 54 years of age to 1.1% of men and 2.6% of women 75 years of age or older. Of particular interest from this study was the extremely high prevalence of blindness among those few participants who were residents of nursing homes at the time of the examination. Of the 45 subjects in whom visual acuity could be reliably tested, 11.1% were legally blind.16 The rate was 4.9 times higher among those 75 years or older who lived in nursing homes compared to their contemporaries living in the community. Other studies of nursing home residents have also shown high rates of blindness and visual impairment among this institutionalized subgroup of the population,17,18 but the Beaver Dam study was the first report based on population-based sampling techniques.
|METHODOLOGIC CHALLENGES FOR BLINDNESS STATISTICS|
Despite the recent reports from population-based studies in Mud Creek, Baltimore, and Beaver Dam,12,13,16 there remains a lack of high quality data on the prevalence and causes of blindness on a national level. Accurate national data are needed for estimating required levels of medical and rehabilitation services as well as for monitoring the improvement in visual status of the population over time. The need for such data are highlighted by the discrepancy between national projections from two of the above-mentioned studies. The Baltimore Eye Survey estimated that there were approximately 890,000 bilaterally blind persons in the United States13 whereas the Beaver Dam Study, using similar methods, estimated only 258,000.16 This discrepancy is most likely due to the projection of rates from whites in Wisconsin to the entire US population by the Beaver Dam Study team, whereas the Baltimore group applied age- and race-specific rates for this estimate.
MEASUREMENT OF VISUAL ACUITY
While the more recent population-based studies13,16 have measured visual acuity using equipment and protocols recommended for clinical and epidemiologic studies,19,20 the universal adoption of these standards has not occurred. The use of these standardized visual acuity charts is strongly recommended in order to provide comparable information across study populations. Even more critical than the type and contrast of chart used is the level of illumination. This issue has also been addressed by Ferris and his colleague20 and their standard should be followed by all studies in which visual acuity is an endpoint.
DEFINITION OF BLINDNESS
The definition of blindness used by studies in the United States in which visual acuity was measured has been relatively standard since the adoption of the current definition of legal blindness (20/200 or worse in the better eye). However, the uniformity of blindness definitions used internationally has been a serious problem for comparisons between countries. In 1966, the WHO summarized data from around the world and reported the use of 65 different definitions for blindness.21 Based on these results, a uniform definition for blindness has been proposed by the WHO (less than 20/400 in the better eye) and incorporated into the International Classification of Diseases (Table 3).22 Whatever other definitions are used in any particular investigation, the WHO definition should also be reported so that comparisons can be made with studies from other countries.
* Criteria are based on visual acuity (visual field) in the better eye.
(WHO: Manual of the International Classification of Diseases, Injuries and Causes of Death. Geneva, World Health Organization, 1977)
Another issue in the definition of blindness concerns the inclusion of visual field criteria. Both the US and WHO definitions include visual field criteria for blindness when the visual acuity criteria are not satisfied. There have been very few studies, however, that have included these cases in the group defined as blind. In order to maintain comparability and in recognition of the fact that most studies do not include visual field testing on the entire population, it is probably best that these cases not be included in the primary definition of ' blindness used for reporting prevalence rates, but reported as additional cases that meet either the US or WHO criteria based on measurement of visual fields.
Another area in which standardization is needed regards the process by which the cause of blindness is determined. This process does not refer to the unsolvable problem of standardizing diagnostic acumen across all the eye physicians in the world, but the process by which cause of blindness data are reported. The problem is most acute in situations where there is more than one potential cause or when media opacities prevent an adequate examination of the posterior pole. Guidelines regarding the hierarchy of causes in these situations would be helpful.
DEFINITION OF BASE POPULATION
Most large prevalence surveys that have been conducted in the United States have sampled from the noninstitutionalized population, which excludes residents of nursing homes, prisons, and other institutions. Because the prevalence of severe visual impairment is especially high among residents of nursing homes, this exclusion underestimates the true magnitude of the problem. Only the Beaver Dam Study has reported rates that included nursing home residents but even this was based on visual acuity measurements in only 45 persons.16 The Baltimore Eye Survey has conducted a nursing home component; however, those results have
7. National Center for Health Statistics: The National Health Interview Survey Design, 1973-1984, and Procedures, 1975-1983. Vital and Health Statistics. Series 1, No. 18. DHHS Publication No. (PHS) 85–1320. Hyattsville, MD, National Center for Health Statistics, 1985
9. Roberts J, Rowland M: Refraction Status and Motility Defects of Persons 4–74 years, United States, 1971-1972. Vital and Health Statistics, Series 11, No. 206. DHEW Publication No. (PHS) 78–1654. Hyattsville, MD, National Center for Health Statistics, 1978
10. Roberts J, Ludford J: Monocular Visual Acuity of Persons 4–74 years, United States, 1971-1972. Vital and Health Statistics, Series 11, No. 201. DHEW Publication No. (HRA) 77–1646. Rockville, MD, National Center for Health Statistics, 1977